Gap effects on whispering-gallery mode microresonances

Zhixiong Guo, Haiyong Quan, Stanley K H Pau

Research output: Chapter in Book/Report/Conference proceedingConference contribution

2 Scopus citations


Photon tunneling between an optical resonator and a light-delivery coupler is strongly dependent on the gap dimension which can vary from zero to size of an optical wavelength involved. In this systematic report, we investigate the gap effects of whispering-gallery modes in two modeling systems: a waveguide-coupling resonator of 2μm and l0μm in diameter, respectively. Maxwell's equations which govern the EM wave propagation and photon tunneling in the microsystems are solved using the finite element method. The simulation accuracy and sensitivity is examined. It is found that when the maximum element size in the computationally sensitive regions is below 1/8 of the wavelength involved, the calculations are accurate. An optimal gap exists for maximum energy coupling and is a strong function of the wavelength of the resonant mode. The Q factor increases exponentially with increasing gap and saturates as the gap approaches the optical wavelength. An optimum gap can be defined at the half maximum energy coupling where both the Q factor and coupling efficiency are high. We also calculate the effects of gap width on the resonance shift. We find that the resonance wavelength is increased (decreased) with decreasing gap width for the 10μm (2μm) diameter resonator with narrow gap widths.

Original languageEnglish (US)
Title of host publicationProceedings of SPIE - The International Society for Optical Engineering
EditorsW.Y. Lai, L.E. Ocola, S. Pau
Publication statusPublished - 2005
Externally publishedYes
EventNanofabrication: Technologies, Devices, and Applications II - Boston, MA, United States
Duration: Oct 23 2005Oct 25 2005


OtherNanofabrication: Technologies, Devices, and Applications II
CountryUnited States
CityBoston, MA



  • Coupling efficiency
  • Gap effects
  • Optical microresonances
  • Optimum gap
  • Q factor
  • Whispering-gallery modes

ASJC Scopus subject areas

  • Electrical and Electronic Engineering
  • Condensed Matter Physics

Cite this

Guo, Z., Quan, H., & Pau, S. K. H. (2005). Gap effects on whispering-gallery mode microresonances. In W. Y. Lai, L. E. Ocola, & S. Pau (Eds.), Proceedings of SPIE - The International Society for Optical Engineering (Vol. 6002). [600204]